Financial Advisors: Is a Past Customer Complaint on your BrokerCheck® Damaging Your Business? Consider Seeking an Expungement Under FINRA Rule 2080

In an incredibly competitive field, financial advisors are always looking for creative and effective ways in which to prospect and market their services to potential clients. On the other side of the spectrum, individuals looking to hire an advisor have a wealth of information at their fingertips with respect to an advisor’s reputation and background. […]

COVID-19 Presents a Unique Coverage Dispute for Insureds and Insurers

COVID-19, or the novel “Coronavirus,” has officially taken over our personal and professional lives. And due to its sweeping effects, we have seen dramatic and unprecedented actions being taken by our local, state and federal governments to limit its spread with the hope of maintaining some type of normalcy during these trying times. The economic […]